律师担任破产管理人业务指引中英文Word文件下载.docx

1、行政法规及司法解释有抵触的，以相关法律、行政法规及司法解释的规定为准。1.3本指引由中华全国律师协会经济专业委员会和民事专业委员会共同组织起草，经六届中华全国律师协会常务理事会第*次会议于2008年*月*日审议通过，自通过之日起施行。1.4本指引由中华全国律师协会经济专业委员会负责解释。Article 1 of the purpose and effect of 1.1 lawyers for guidance as the insolvency administrator business, and regulate lawyers, lawyers raise the service qu

2、ality and level of risk prevention practice, give full play to lawyers in the business affairs of the bankruptcy case, according to Peoples Republic of China Enterprise Bankruptcy Law and other relevant laws, administrative regulations and judicial interpretation of the provisions of the formulation

3、 of the guidelines. 1.2 guidelines for lawyers as the insolvency administrator of the guidance of the business. The guidelines and related laws, administrative regulations and judicial interpretation of the conflict to the relevant laws, administrative regulations and judicial interpretation of the

4、provisions shall prevail. 1.3 guidelines from the All China Lawyers Association Economics Committee and the professional civil drafting committee co-organized by the Sixth All-China Lawyers Association executive director * will be the first meeting of 2008 on * *, examined and adopted, since the dat

5、e of the adoption of Will go into effect. 1.4 guidelines from the All China Lawyers Association Economics Committee is responsible for the interpretation. 4 2.1进入人民法院公布的机构管理人名册的律师事务所，以及进入人民法院公布的个人管理人名册的律师，接受人民法院指定担任破产案件管理人并依法履行管理人职责的，适用本指引。2.2人民法院指定清算组为破产案件管理人的，作为清算组成员的律师事务所或律师个人依法履行管理人职责的，适用本指引。2.3

6、被人民法院指定为破产案件管理人的律师事务所或者律师个人指派的管理人团队成员，无论其是否为律师，在其履行管理人职责时，负责指派其为成员的律师事务所或者律师个人可以要求其参照本指引执行。Article 2 of the scope of 2.1 to enter the peoples court announced the roster of managers of the agencies law firm, and access to the personal manager of the peoples court announced the roster of lawyers, to a

7、ccept the peoples court appointed administrator of the bankruptcy cases in accordance with the law and fulfil the responsibilities of managers, The application of the guidelines. 2.2 Peoples Court designated for bankruptcy liquidation group of managers, members of the group as a clearing firm or ind

8、ividual lawyers to the manager duties in accordance with the law, the application of the guidelines. 2.3 Peoples Court was designated as the administrator of the bankruptcy case of law firms or lawyers appointed by the managers of individual team members, regardless of whether the lawyers, managers

9、in the discharge of its duties, is responsible for their assigned as a member of the firm or individual lawyers Can request its reference to the implementation of the guidelines. 3.1进入人民法院公布的机构管理人名册的律师事务所，应当结合本律师事务所的实际情况，制订本律师事务所担任破产管理人业务的相关制度。管理人业务的相关制度包括但不限于：管理人团队组成及分工负责制度、管理人业务培训制度、管理人消极资格审查和报告制度

10、、管理人业务操作流程制度、管理人工作底稿和档案管理制度、管理人报酬分配与风险承担制度等。3.2进入人民法院公布的机构管理人名册中的律师个人，除应当配合本律师事务所制订前款规定的相关制度外，还应当配合本律师事务所制订与律师个人担任破产管理人业务有关的制度。3.3进入人民法院公布的机构管理人名册中的律师个人，应当参加律师执业责任保险。5 Clause 3 of the relevant systems into the formulation of 3.1 of the Peoples Court announced the roster of institutional managers fir

11、m, the firm should be combined with the actual situation in the formulation of this law firm as the insolvency administrator of the relevant business system. Business manager of the relevant systems, including but not limited to: the administrator responsible for the team composition and division of

12、 labor system, the manager of professional training system, the manager of negative screening and reporting system, the administrator of the system operational processes, the manager working papers and records management System, the manager and the risk reward distribution system. 3.2 entered the Pe

13、oples Court announced the roster of managers in the agencys lawyer individuals, with the exception of the law firm should be developed as stipulated in relevant systems, should also tie in with the law firms and lawyers develop personal insolvency administrator of the system operational . 3.3 entere

14、d the Peoples Court announced the roster of managers of the institutions personal lawyer, practising lawyers should participate in liability insurance. 4.1进入人民法院公布的管理人名册中的律师事务所、律师个人，应当接受人民法院关于破产案件管理人的指定。但被指定的律师事务所、律师个人有下列情形之一的，视为不宜担任管理人，其应当向人民法院申请不接受指定并说明情况：4.1.1因故意犯罪受到刑事处罚；4.1.2曾被吊销相关专业执业证书；4.1.3与破

15、产案件有利害关系；4.1.4人民法院认为的不宜担任管理人的其他情形。4.2被人民法院指定为破产案件管理人的律师事务所，有下列情形之一，可能影响其忠实履行管理人职责的，视为与破产案件有利害关系：4.2.1与债务人、债权人有未了结的债权债务关系；4.2.2在人民法院受理破产申请前三年内，曾为债务人提供相对固定的法律服务；4.2.3 现在是或者在人民法院受理破产申请前三年内曾经是债务人、债权人的控股股东或者实际控制人；4.2.4现在担任或者在人民法院受理破产申请前三年内曾经担任债务人、债6 中华全国律师协会 律师担任破产管理人业务指引 权人的财务顾问、法律顾问；4.2.5人民法院认为可能影响其忠实履

16、行管理人职责的其他情形。4.3被人民法院指定为破产案件管理人的律师个人，有下列情形之一，可能影响其忠实履行管理人职责的，视为与破产案件有利害关系：4.3.1具有本指引第4.2条款规定的情形；4.3.2现在担任或者在人民法院受理破产申请前三年内曾经担任债务人、债权人的董事、监事、高级管理人员；4.3.3与债权人或者债务人的控股股东、董事、监事、高级管理人员存在夫妻、直系血亲、三代以内旁系血亲或者近姻亲关系；4.3.4人民法院认为可能影响其公正履行管理人职责的其他情形。4.4被人民法院指定为破产案件管理人的律师事务所，有下列情形之一的，视为有人民法院认为不宜担任管理人的其他情形：4.4.1因执业、

17、经营中故意或者重大过失行为，受到行政机关、监管机构或者行业自律组织行政处罚或者纪律处分之日起未逾三年；4.4.2因涉嫌违法行为正被相关部门调查；4.4.3执业许可证或者营业执照被吊销或者注销；4.4.4因不适当履行职务或者拒绝接受人民法院指定等原因，被人民法院从管理人名册除名之日起未逾三年；4.4.5缺乏担任管理人所应具备的专业能力；4.4.6缺乏承担民事责任的能力；4.4.7有重大债务纠纷；4.4.8出现解散、破产事由或者丧失承担执业责任风险的能力；4.4.9履行职务时，因故意或者重大过失导致债权人利益受到损害；4.4.10人民法院认为可能影响履行管理人职责的其他情形。4.5被人民法院指定为

18、破产案件管理人的律师个人，有下列情形之一的，视为有人民法院认为不宜担任管理人的其他情形：4.5.1执业资格被取消、吊销；4.5.2因执业、经营中故意或者重大过失行为，受到行政机关、监管机构或4.5.3履行职务时，因故意或者重大过失导致债权人利益受到损害；4.5.4因不适当履行职务或者拒绝接受人民法院指定等原因，被人民法院从7 4.5.5缺乏担任管理人所应具备的专业能力；4.5.6缺乏承担民事责任的能力；4.5.7失踪、死亡或者丧失民事行为能力；4.5.8因健康原因无法履行职务；4.5.9执业责任保险失效；4.5.10有重大债务纠纷；4.5.11因涉嫌违法行为正被相关部门调查；4.5.12人民法

19、院认为可能影响履行管理人职责的其他情形。4.6进入人民法院公布的管理人名册的律师事务所，在参与人民法院采取公告方式邀请的管理人业务竞争时，如发现自己有本指引4.1条款规定的情形之一的，应当退出竞争。4.7律师事务所、律师个人接受人民法院指定为破产案件管理人后，发现自己有与破产案件有利害关系的情形之一的，应当向人民法院提出回避申请并说明情况。4.8律师事务所、律师个人接受人民法院指定为破产案件管理人后，发现自己有不宜担任管理人的其他情形之一的，应当向人民法院提出辞职申请并说明情况。4.9律师事务所、律师个人接受人民法院指定为破产案件管理人后，债权人会议向人民法院申请更换管理人的，作为管理人的律师

20、事务所、律师个人应当及时作出是否同意债权人会议申请的说明，并陈述其原因和理由。4.10被人民法院指定为破产案件管理人的律师事务所、律师个人，依据本指引规定向人民法院提出不接受指定、回避、辞职的申请报告后，人民法院予以批准的，以及人民法院因债权人会议申请决定更换管理人的，作为原管理人的律师事务所、律师个人应当停止履行管理人职责，在人民法院监督下向新任管理人移交自己已接管的全部资料、财产、营业事务及管理人印章，并及时向新任管理人书面说明工作进展情况。此外，在破产程序终结前，作为原管理人的律师事务所、律师个人应当随时接受新任管理人、债权人会议、人民法院关于其已履行的管理人职责情况的询问。4.11被人

21、民法院指定为破产案件管理人的律师事务所、律师个人，在人民法院未决定更换管理人之前，应当继续依法履行管理人职务。8 Article 4 of the designated administrator, disqualification, resignation and replacement of 4.1 to enter the administrator of the peoples court announced the roster of law firms, lawyers individuals, should accept the peoples court on the appo

22、inted administrator of the bankruptcy case. However, the designated law firm, lawyers personal one of the following situations, should not be regarded as the administrator, its application should not accept the peoples court and explain the situation specified: 4.1.1 due to intentional crime subject

23、 to criminal penalties; 4.1.2 Relevant professional practice has been revoked certificates; 4.1.3 and bankruptcy cases stake; 4.1.4 of the peoples courts should not be considered as manager。4.2 Peoples Court was designated as the administrator of the bankruptcy case law firm, one of the following si

24、tuations may affect their faithfully perform the duties of managers, as stakeholders and bankruptcy cases: 4.2.1 and the debtor, creditors are outstanding The credits and debts; 4.2.2 Peoples Court accepted a bankruptcy petition in the first three years, provided the debtor has a relatively fixed le

25、gal services; 4.2.3 is now or Peoples Court accepted a bankruptcy petition in the first three years once the debtor, creditors holding Shareholders or actual control; 4.2.4 is now accepted as the peoples court or bankruptcy petitions in the first three years served as the debtor, creditors of financ

26、ial advisers, legal advisers; 4.2.5 Peoples Court that could affect their duties faithfully carry out the manager of the other cases. 4.3 Peoples Court was designated as the administrator of the bankruptcy case of individual lawyers, one of the following situations may affect their faithfully perform the duties of managers, as stakeholders and bankruptcy cases: 4.3.1 of the guidelines of the pro