1、1992 Fund ConventionINTERNATIONAL CONVENTION ON THEESTABLISHMENT OF AN INTERNATIONAL FUND FORCOMPENSATION FOR OIL POLLUTION DAMAGE, 1992The States Parties to the present Convention,BEING PARTIES to the International Convention on Civil Liability for Oil Pollution Damage, adopted at Brussels on 29 No
2、vember 1969,CONSCIOUS of the dangers of pollution posed by the world-wide maritime carriage of oil in bulk,CONVINCED of the need to ensure that adequate compensation is available to persons who suffer damage caused by pollution resulting from the escape or discharge of oil from ships, CONSIDERING th
3、at the International Convention of 29 November 1969, on Civil Liability for Oil Pollution Damage, by providing a rgime for compensation for pollution damage in Contracting States and for the costs of measures, wherever taken, to prevent or minimize such damage, represents a considerable progress tow
4、ards the achievement of this aim,CONSIDERING HOWEVER that this rgime does not afford full compensation for victims of oil pollution damage in all cases while it imposes an additional financial burden on shipowners,CONSIDERING FURTHER that the economic consequences of oil pollution damage resulting f
5、rom the escape or discharge of oil carried in bulk at sea by ships should not exclusively be borne by the shipping industry but should in part be borne by the oil cargo interests,CONVINCED of the need to elaborate a compensation and indemnification system supplementary to the International Conventio
6、n on Civil Liability for Oil Pollution Damage with a view to ensuring that full compensation will be available to victims of oil pollution incidents and that the shipowners are at the same time given relief in respect of the additional financial burdens imposed on them by the said Convention,TAKING
7、NOTE of the Resolution on the Establishment of an International Compensation Fund for Oil Pollution Damage which was adopted on 29 November 1969 by the International Legal Conference on Marine Pollution Damage,HAVE AGREED as follows:General ProvisionsArticle 1For the purposes of this Convention:1. “
8、1992 Liability Convention” means the International Convention on Civil Liability for Oil Pollution Damage, 1992.1bis. “1971 Fund Convention” means the International Convention on the Establishment of an International Fund for Compensation for Oil Pollution Damage, 1971. For States Parties to the Pro
9、tocol of 1976 to that Convention, the term shall be deemed to include the 1971 Fund Convention as amended by that Protocol.2. “Ship”, “Person”, “Owner”, “Oil”, “Pollution Damage”, “Preventive Measures”, “Incident”, and “Organization” have the same meaning as in Article I of the 1992 Liability Conven
10、tion.3. “Contributing Oil” means crude oil and fuel oil as defined in sub-paragraphs (a) and (b) below:(a) “Crude Oil” means any liquid hydrocarbon mixture occurring naturally in the earth whether or not treated to render it suitable for transportation. It also includes crude oils from which certain
11、 distillate fractions have been removed (sometimes referred to as “topped crudes”) or to which certain distillate fractions have been added (sometimes referred to as “spiked” or “reconstituted” crudes).(b) “Fuel Oil” means heavy distillates or residues from crude oil or blends of such materials inte
12、nded for use as a fuel for the production of heat or power of a quality equivalent to the “American Society for Testing and Materials Specification for Number Four Fuel Oil (Designation D 396-69)”, or heavier.4. “Unit of account” has the same meaning as in Article V, paragraph 9, of the 1992 Liabili
13、ty Convention.5. “Ships tonnage” has the same meaning as in Article V, paragraph 10, of the 1992 Liability Convention.6. “Ton”, in relation to oil, means a metric ton.7. “Guarantor” means any person providing insurance or other financial security to cover anowners liability in pursuance of Article V
14、II, paragraph 1, of the 1992 Liability Convention.8. “Terminal installation” means any site for the storage of oil in bulk which is capable of receiving oil from waterborne transportation, including any facility situated off-shore and linked to such site.9. Where an incident consists of a series of
15、occurrences, it shall be treated as having occurred on the date of the first such occurrence.Article 21. An International Fund for compensation for pollution damage, to be named “The International Oil Pollution Compensation Fund 1992” and hereinafter referred to as “the Fund”, is hereby established
16、with the following aims:(a) to provide compensation for pollution damage to the extent that the protection afforded by the 1992 Liability Convention is inadequate;(b) to give effect to the related purposes set out in this Convention.2. The Fund shall in each Contracting State be recognized as a lega
17、l person capable under the laws of that State of assuming rights and obligations and of being a party in legal proceedings before the courts of that State. Each Contracting State shall recognize the Director of the Fund (hereinafter referred to as “The Director”) as the legal representative of the F
18、und.Article 3This Convention shall apply exclusively:(a) to pollution damage caused:(i) in the territory, including the territorial sea, of a Contracting State, and(ii) in the exclusive economic zone of a Contracting State, established in accordance with international law, or, if a Contracting State
19、 has not established such a zone, in an area beyond and adjacent to the territorial sea of that State determined by that State in accordance with international law and extending not more than 200 nautical miles from the baselines from which the breadth of its territorial sea is measured;(b) to preve
20、ntive measures, wherever taken, to prevent or minimize such damage.CompensationArticle 41. For the purpose of fulfilling its function under Article 2, paragraph 1(a), the Fund shall pay compensation to any person suffering pollution damage if such person has been unable to obtain full and adequate c
21、ompensation for the damage under the terms of the 1992 Liability Convention,(a) because no liability for the damage arises under the 1992 Liability Convention;(b) because the owner liable for the damage under the 1992 Liability Convention is financially incapable of meeting his obligations in full a
22、nd any financial security that may be provided under Article VII of that Convention does not cover or is insufficient to satisfy the claims for compensation for the damage; an owner being treated as financially incapable of meeting his obligations and a financial security being treated as insufficie
23、nt if the person suffering the damage has been unable to obtain full satisfaction of the amount of compensation due under the 1992 Liability Convention after having taken all reasonable steps to pursue the legal remedies available to him;(c) because the damage exceeds the owners liability under the
24、1992 Liability Convention as limited pursuant to Article V, paragraph 1, of that Convention or under the terms of any other international Convention in force or open for signature, ratification or accession at the date of this Convention. Expenses reasonably incurred or sacrifices reasonably made by
25、 the owner voluntarily to prevent or minimize pollution damage shall be treated as pollution damage for the purposes of this Article.2. The Fund shall incur no obligation under the preceding paragraph if:(a) it proves that the pollution damage resulted from an act of war, hostilities, civil war or i
26、nsurrection or was caused by oil which has escaped or been discharged from a warship or other ship owned or operated by a State and used, at the time of the incident, onlyon Government non-commercial service; or(b) the claimant cannot prove that the damage resulted from an incident involving one or
27、more ships.3. If the Fund proves that the pollution damage resulted wholly or partially either from an act or omission done with the intent to cause damage by the person who suffered the damage or from the negligence of that person, the Fund may be exonerated wholly or partially from its obligation
28、to pay compensation to such person. The Fund shall in any event be exonerated to the extent that the shipowner may have been exonerated under Article III, paragraph 3, of the 1992 Liability Convention. However, there shall be no such exoneration of the Fund with regard to preventive measures.4. (a)
29、Except as otherwise provided in sub-paragraphs (b) and (c) of this paragraph, the aggregate amount of compensation payable by the Fund under this Article shall in respect of any one incident be limited, so that the total sum of that amount and the amount of compensation actually paid under the 1992
30、Liability Convention for pollution damage within the scope of application of this Convention as defined in Article 3 shall not exceed 135 million units of account.(b) Except as otherwise provided in sub-paragraph (c), the aggregate amount of compensation payable by the Fund under this Article for po
31、llution damage resulting from a natural phenomenon of an exceptional, inevitable and irresistible character shall not exceed 135 million units of account.(c) The maximum amount of compensation referred to in sub-paragraphs (a) and (b) shall be 200 million units of account6 with respect to any incide
32、nt occurring during any period when there are three Parties to this Convention in respect of which the combined relevant quantity of contributing oil received by persons in the territories of such Parties, during the preceding calendar year, equalled or exceeded 600 million tons.(d) Interest accrued on a fund constituted in accordance with Article V, paragraph 3, of the 1992 Liability Convention, if any, shall not be taken into account for the computation of the maximum compensation payable by the Fund under this Article.(e) The amounts mentioned in this
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