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丽哈
CollaborativePrincipledNegotiation
Inthesecondhalfofthetwentiethcentury,therapiddevelopmentofeconomyglobalizationandintegration,bypromisesofgreatbenefitsfromfreeflowofpeople,goods,servicesandcapital,havemingledallcountriesandareasintooneinterdependentandinterrelatedbody.Resolvingpolitical,especiallyeconomydisputesandconflictsbypeacefulmeansbasedonequalityandmutualbenefithasprevailedininternationalaffairssincecountriesstartedtovieweachotheraspartnersandcooperatorsratherthanadversariesandantagonists.Somescholarsandsocialworkersbeginadvocatingabrandnewidea,whichwin—winconcept.Collaborativeprinciplednegotiationbasedonmutualsuccessandconvergenceofinterestsisatypicalexampleofthisconcept.Practicesdemonstrateditshigheffectivenessindealingwithdisagreementandconflictsininternationalbusinessnegotiation,therefore,ithasbecomewidelyaccepted.
Negotiationisregardedasanimportantandnecessarysocialactivity,especiallyininternationalbusinessnegotiation,agreatimpulsetosocialeconomicdevelopmentinourmodernlife.Humanbeingsarenotcomputers.Weareimperfectlyskilledincommunication,weperceivetheactionsandwordsofothersdifferentlyandwearecreaturesoflongmemoriesandstrongemotions.Emotions,personalities,feelingsandsoonbecomeentangledinthesubstanceoftheproblem.Andsowewilltendtotakeresponsestotheissuesaspersonalattacks.
It’sgenerallyunderstoodthatinnegotiationsproblemswillbediscussedandresolvediftalksaregoingoninafriendlyandsincereatmosphere.Unfortunatelymoreoftenthannothightensionisbuildupduetonegotiators’prejudiceagainsttheotherparty’sintention.Itisconceivablethatnegotiationswouldbedirectedtopersonaldisputesandbothsidessaysomethinghurtingeachotherwhensuchprejudiceormisunderstandingexists.Asaresultnegotiators’personalfeelingismingledwithinterestsandeventstobediscussed.Forexample,youmayfeelveryuncomfortablewhenyourcounterpartappearsarrogantandsuperior,soyouprobablythrowoutsomethingtoknockoffhisarrogance,whichmayfurtherirritatehimandmakehimtakeretaliationaction.Thefocusofnegotiationisshiftedfrominterestsandissuesofbothpartiestopersonaldignityandself—respect,thustheattacksandquarrelsendupwithnothing.Inothercasesyourcounterpartmaymisunderstandyourintentionandopenlyshowhisemotionwhenyoumakecommentsonhisopinionandeventshehasdescribed.
Peopleproblemsoftenmainlytendtoinvolveproblemsofperception,emotion,andcommunication.Perceptionsareimportantbecausetheydefinetheproblemandsolution.Whilethereisan“objectivereality”,therealityisinterpreteddifferentlybydifferentpeopleindifferentsituations.Whendifferentpartieshavedifferentunderstandingsoftheirdispute,effectivenegotiationmaybedifficulttoachieve.Thisiswhatwehavebeencallingframingproblems—theproblemsthatpeopleseeordefineasituationdifferently,dependingonwhotheyareandwhattheirsituationsare.Soitiscrucialforbothsidestounderstandtheothers’viewpoints.Therearesevenbasicwaysforhandlingtheproblemsofperception.
Peopleproblemsalsoofteninvolvedifficultemotions—fear,anger,distrustandanxietyforexample.Theseemotionsgetintertwinedwiththesubstantiveissuesinthedisputeandmakebothhardertodealwith.Peopleoftenreactwithfearorangerwhentheyfeelthattheirinterestsarethreatened.Thefirststepindealingwithemotionsistoacknowledgethem,andtrytounderstandtheirsource.Thepartiesmustacknowledgethefactthatcertainemotionsarepresent,evenwhentheydon’tseethosefeelingsasreasonable.Dismissinganother’sfeelingasunreasonableislikelytoprovokeanevenmoreintenseemotionalresponse.Thepartiesmustallowtheothersidetoexpresstheiremotions.Theymustnotreactemotionallytoemotionaloutbursts.Symbolicgesturessuchasapologiesoranexpressionofsympathycanhelptodefusestrongemotions.
Communicationisthethirdmainsourceofpeopleproblems.Negotiatorsmaynotbespeakingtoeachother,butmaysimplygrandstandfortheirrespectiveconstituencies.Thepartiesmaynotbelisteningtoeachother,butmayinsteadbeplanningtheirownresponses.Evenwhenthepartiesarespeakingtoeachotherandarelistening,misunderstandingsmayoccur.Tocombattheseproblems,thepartiesshouldemployactivelistening.Thelistenersshouldgivethespeakertheirfullattention,occasionallysummarizingthespeaker’spointstoconfirmtheirunderstanding.Itisimportanttorememberthatunderstandingtheother’scasedoesn’tmeanagreeingwithit.Speakersshoulddirecttheirspeechtowardtheotherpartiesandkeepfocusedonwhattheyaretryingtocommunicate.Eachsideshouldavoidblamingorattackingtheother,andshouldspeakaboutthemselves.Generallythebestwaytodealwithpeopleproblemsistopreventthemfromarising.Peopleproblemsarelesslikelytocomeupifthepartieshaveagoodrelationship,andthinkofeachotheraspartnersinnegotiationratherthanadversaries.
Ongeneral,toseparatepeoplefromproblem,thecrucialpointistounderstandtheotherparty,controlone’sownemotionandstrengthencommunication.Welookforchancestocorrectourcounterpartsafterwardsiftheiropinionisnotright;weallowthemtoexpresstheirdissatisfactioniftheyfeelupsetandwefindmorechancestoexchangeouropinionsifmisunderstandinghappens.Bydoingsowetreatourcounterpartasacooperatorsittingonthesameboatsinkingandfloatingtogether,andthecourseofnegotiationasaprocessofachievingmutualsuccesshandinhand.
Conflictsofinterestsbringpeopletonegotiationtable.Negotiationaboutinterestsmeansnegotiatingthingsthatpeoplereallywantandneed,notwhattheysaythattheywantorneed,thesearenotthesame.Innegotiation,itisveryoftendifficulttofocusoninterestssincetheinterestsofonepartyarefrequentlynotclearlyidentifiedandexpressedoutwardly,andcomparativelyspeakingpositionsareconcreteandexplicitlyexposedtoeachother.Oneimportanttaskofnegotiationistooverpassone’spositionandtolookforsolutionssatisfyingbothparties’interests.
Positionsmaybethoughtofasone--dimensionalpointinaspaceofinfinitepossiblesolution.Positionsaresymbolicrepresentationsofaparticipant’sunderlyinginterests.Peopletendtotakeextremepositionsthataredesignedtocountertheiropponent’spositionforthepurposeofhavingtheirinterestsrealizedorprotectingtheirinterestsorgainingmoreinterests.
Goodagreementsfocusontheparties’interestsnottheirpositions.Yourpositionissomethingyouhavedecidedupon,yourinterestsarewhatcauseyoutosodecide.Ifaskedwhytheyaretakingthatposition,itoftenturnsoutthattheunderlyingreasons—theirtrueinterestsandneeds—areactuallycompatible,notmutuallyexclusive.Whenaproblemisdefinedintermsoftheparties’underlyinginterests,itisoftenpossibletofindasolutionthatissatisfiesbothparties’interests.Innegotiation,therearealwaysmultiple,shared,compatibleandconflictinginterests.Thefirststepistoidentifytheparties’interestsregardingtheissueathand.Thiscanbedonebyaskingwhytheyholdthepositionstheydo,andbyconsideringwhytheyholdsomeotherpossibleposition.Eachpartyusuallyhasanumberofdifferentinterestsunderlyingtheirpositions.Andinterestsmaydiffersomewhatamongtheindividualmembersofeachside.However,allpeoplewillsharecertainbasicinterestsorneeds,suchastheneedforsecurityandeconomicwell—being.Identifyingsharedandcompatibleinterestsas“commonground”or“pointsofagreement”ishelpfulinestablishingafoundationforadditionalnegotiationdiscussions.Oncethepartieshaveidentifiedtheirinterests,theymustdiscussthemtogether.Ifapartywantstheothersidetotaketheirinterestsintoaccount,thatpartymustexplaintheirinterestsclearly.Theothersidewillbemoremotivatedtotakethoseinterestsintoaccountifthefirstpartyshowsthattheyarepayingattentiontotheotherside’sinterests.Ifwehavelearnedanythingaboutthepast,itisthat“wecan’tchangeit”.Thepastmayhelpustoidentifyproblemsneedingsolution,butotherthanthat,itdoesn’ttendtoyieldthebestsolutionforthefuture.Partiesshouldkeepaclearfocusontheirinterests,butremainopentodifferentproposalsandpositions.
Successfulnegotiationsaretheresultofmutualgivingandtakingofinterestsratherthankeepingfirmonone’sownpositions.Themethodoffocusingonthecommoninterestsofnegotiatingpartiesworkswellbecausefirstly,thereisalwaysmoreonewayoffulfillingeachother’sinterests,andsecondly,bothsidescanalwaysfindoutcertaincommoninterests,otherwisetheywillnotsittogetherdiscussingandtalking.
Thefirsttwoprincipleslookattherelationbetweenpeopleandproblems,andinterestsandpositions,whichareconductivefornegotiatorstoestablishanobjectiveviewonthoseimportantfactorsinnegotiations.Thethirdprincipleofinventingoptionsformutualgainprovidesanapproachtofulfillmentofthetwoparties’demands.
Whyarenegotiatorseasilytrappedbytheirownpositions?
Theexplanationisthatmanynegotiationssimplyfocusonasingleeventandthesolutiontotheeventiseitherwinorlose,forexample,priceofacar,sizeofcommission,ortimelimitofaloan.Thedistributivenatureofinterestgaininglimitspeople’sscopeofthinkingandcausespeopletoinsistontheirownstance.Tothisend,negotiatorssh