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BSHMBulletin,2014

DidWeierstrass’sdifferentialcalculushavealimit-avoidingcharacter?

His

,,definitionofalimitinstyle

MICHIYONAKANE

NihonUniversityResearchInstituteofScience&Technology,Japan

Inthe1820s,Cauchyfoundedhiscalculusonhisoriginallimitconceptand

,,developedhisthe-orybyusinginequalities,buthedidnotapplythese

inequalitiesconsistentlytoallpartsofhistheory.Incontrast,Weierstrassconsistentlydevelopedhis1861lecturesondifferentialcalculusintermsofepsilonics.HislectureswerenotbasedonCauchy’slimitandaredistin-guishedby

theirlimit-avoidingcharacter.Dugac’spartialpublicationofthe1861lectures

makesthesedifferencesclear.Butintheunpublishedportionsofthelectures,

,,Weierstrassactu-allydefinedhislimitintermsofinequalities.Weierstrass’s

limitwasaprototypeofthemodernlimitbutdidnotserveasafoundationofhiscalculustheory.Forthisreason,hedidnotprovidethebasicstructureforthemodernedstyleanalysis.ThusitwasDini’s1878text-bookthatintroducedthe

,,definitionofalimitintermsofinequalities.

Introduction

AugustinLouisCauchyandKarlWeierstrassweretwoofthemostimportantmathematiciansassociatedwiththeformalizationofanalysisonthebasisoftheeddoctrine.Inthe1820s,Cauchywasthefirsttogivecomprehensivestatementsofmathematicalanalysisthatwerebasedfromtheoutsetonareasonablycleardefinitionofthelimitconcept(Edwards1979,310).Heintroducedvariousdefinitionsandtheoriesthatinvolvedhislimitconcept.Hisexpressionsweremainlyverbal,buttheycouldbeunderstoodintermsofinequalities:

givenane,findnord(Grabiner1981,7).Asweshowlater,Cauchyactuallyparaphrasedhislimitconceptintermsofe,d,andn0inequalities,inhismorecomplicatedproofs.ButitwasWeierstrass’s1861lectureswhichusedthetechniqueinallproofsandalsoinhisdefi-nition(Lutzen?

2003,185–186).

Weierstrass’sadoptionoffullepsilonicarguments,however,didnotmeanthatheattainedaprototypeofthemoderntheory.Modernanalysistheoryisfoundedonlimitsdefinedintermsofedinequalities.HislectureswerenotfoundedonCauchy’slimitorhisownoriginaldefinitionoflimit(Dugac1973).Therefore,inordertoclarifytheformationofthemoderntheory,itwillbenecessarytoidentifywheretheeddefinitionoflimitwasintroducedandusedasafoundation.

Wedonotfindtheword‘limit’inthepublishedpartofthe1861lectures.

Accord-ingly,Grattan-Guinness(1986,228)characterizesWeierstrass’sanalysisas

limit-avoid-ing.However,Weierstrassactuallydefinedhislimitintermsofepsilonicsintheunpublishedportionofhislectures.Histheoryinvolvedhislimitconcept,althoughtheconceptdidnotfunctionasthefoundationofhistheory.Basedonthisdiscovery,thispaperre-examinestheformationofedcalculustheory,notingmathematicians’treat-mentsoftheirlimits.Werestrictour

attentiontotheprocessofdefiningcontinuityandderivatives.Nonetheless,thisfocusprovidessufficientinformationforourpurposes.

First,weconfirmthatepsilonicsargumentscannotrepresentCauchy’slimit,

thoughtheycandescriberelationshipsthatinvolvedhislimitconcept.Next,weexaminehowWeierstrassconstructedanovelanalysistheorywhichwasnotbased

2013BritishSocietyfortheHistoryofMathematics

52BSHMBulletin

onCauchy’slimitsbutcouldhaveinvolvedCauchy’sresults.Thenweconfirm

Weierstrass’sdefinitionoflimit.Finally,wenotethatDiniorganizedhisanalysistextbookin1878basedonanalysisperformedintheedstyle.

Cauchy’slimitandepsilonicarguments

Cauchy’sseriesoftextbooksoncalculus,Coursd’analyse(1821),Resumedes

lecons?

donneesal’Ecoleroyalepolytechniquesurlecalculinfinitesimaltome

premier(1823),andLecons?

surlecalculdifferentiel(1829),areoftenconsideredasthemainreferen-cesformodernanalysistheory,therigourofwhichisrootedmoreinthenineteenththanthetwentiethcentury.

AtthebeginningofhisCoursd’analyse,Cauchydefinedthelimitconceptasfol-

lows:

‘Whenthesuccessivelyattributedvaluesofthesamevariableindefinitelyapproachafixedvalue,sothatfinallytheydifferfromitbyaslittleasdesired,thelastiscalledthelimitofalltheothers’(1821,19;Englishtranslationfrom

Grabiner1981,80).Startingfromthisconcept,Cauchydevelopedatheoryofcontinuousfunc-tions,infiniteseries,derivatives,andintegrals,constructingananalysisbasedonlim-its(Grabiner1981,77).

Whendiscussingtheevolutionofthelimitconcept,Grabinerwrites:

‘Thiscon-

cept,translatedintothealgebraofinequalities,wasexactlywhatCauchyneededforhiscalculus’(1981,80).Fromthepresent-daypointofview,Cauchydescribedratherthandefinedhiskineticconceptoflimits.Accordingtohis‘definition’—

whichhasthequalityofatranslationordescription—hecoulddevelopanyaspect

ofthetheorybyreducingittothealgebraofinequalities.

Next,Cauchyintroducedinfinitelysmallquantitiesintohistheory.‘Whenthesuc-

cessiveabsolutevaluesofavariabledecreaseindefinitely,insuchawayastobecomelessthananygivenquantity,thatvariablebecomeswhatiscalledaninfinitesimal.Suchavariablehaszeroforitslimit’(1821,19;Englishtranslation

fromBirkhoffandMerzbach1973,2).Thatistosay,inCauchy’sframework‘the

limitofvariablexisc’isintuitivelyunderstoodas‘xindefinitelyapproachesc’,

andisrepresentedas‘jxcjisaslittleasdesired’or‘jxcjisinfinitesimal’.

Cauchy’sideaofdefininginfinitesimalsasvariablesofaspecialkindwasoriginal,becauseLeibnizandEuler,forexample,hadtreatedthemasconstants(Boyer1989,575;Lutzen?

2003,164).

InCoursd’analyseCauchyatfirstgaveaverbaldefinitionofacontinuousfunc-tion.Then,herewroteitintermsofinfinitesimals:

[Inotherwords,]thefunctionfðxÞwillremaincontinuousrelativetoxinagivenintervalif(inthisinterval)aninfinitesimalincrementinthevariablealwayspro-ducesaninfinitesimalincrementinthefunctionitself.(1821,43;Englishtransla-tionfromBirkhoffandMerzbach1973,2).

Heintroducedtheinfinitesimal-involvingdefinitionandadoptedamodifiedversionofitinResume(1823,19–20)andLecons?

(1829,278).

FollowingCauchy’sdefinitionofinfinitesimals,acontinuousfunctioncanbedefinedasafunctionfðxÞinwhich‘thevariablefðxþaÞfðxÞisaninfinitely

smallquantity(aspreviouslydefined)wheneverthevariableais,thatis,thatfðxþaÞfðxÞapproachestozeroasadoes’,asnotedbyEdwards(1979,311).Thus,

thedefinitioncanbetranslatedintothelanguageofedinequalitiesfromamodernviewpoint.Cauchy’sinfinitesimalsarevariables,andwecanalsotake

suchaninterpretation.

Volume29(2014)53

Cauchyhimselftranslatedhislimitconceptintermsofedinequalities.Hechanged‘Ifthedifferencefðxþ1ÞfðxÞconvergestowardsacertainlimitk,forincreasingvaluesofx,(...)’to‘Firstsupposethatthequantitykhasafinite

value,anddenotebyeanumberassmallaswewish....wecangivethenumberhavaluelargeenoughthat,whenxisequaltoorgreaterthanh,thedifferenceinquestionisalwayscontainedbetweenthelimitske;kþe’(1821,54;English

translationfromBradleyandSandifer2009,35).

InResume,Cauchygaveadefinitionofaderivative:

‘iffðxÞiscontinuous,then

itsderivativeisthelimitofthedifferencequotient,

yf(x,i),f(x)

,xi

asitendsto0’(1823,22–23).Healsotranslatedtheconceptofderivativeas

follows:

‘Designatebydandetwoverysmallnumbers;thefirstbeingchoseninsuchawaythat,fornumericalvaluesofilessthand,[...],theratiofðxþiÞf

ðxÞ=ialwaysremainsgreaterthanf’ðxÞeandlessthanf’ðxÞþe’(1823,

44–45;Englishtransla-tionfromGrabiner1981,115).

TheseexamplesshowthatCauchynotedthatrelationshipsinvolvinglimitsorinfinitesimalscouldberewrittenintermofinequalities.Cauchy’sarguments

aboutinfiniteseriesinCoursd’analyse,whichdealtwiththerelationshipbetween

increasingnumbersandinfinitesimals,hadsuchacharacter.Laugwitz(1987,264;1999,58)andLutzen?

(2003,167)havenotedCauchy’sstrictuseoftheeN

characterizationofconvergenceinseveralofhisproofs.BorovickandKatz(2012)indicatethatthereisroomtoquestionwhetherornotourrepresentationusingedinequalitiesconveysmessagesdifferentfromCauchy’soriginalintention.But

thispaperacceptstheinter-pretationsofEdwards,Laugwitz,andLutzen?

.

Cauchy’slecturesmainlydiscussedpropertiesofseriesandfunctionsinthelimitprocess,whichwererepresentedasrelationshipsbetweenhislimitsorhisinfinitesi-mals,orbetweenincreasingnumbersandinfinitesimals.Hiscontemporariespresum-ablyrecognizedthepossibilityofdevelopinganalysistheoryintermsofonlye,d,andn0inequalities.Withafewnotableexceptions,allofCauchy’s

lecturescouldberewrit-tenintermsofedinequalities.Cauchy’slimitsandhis

infinitesimalswerenotfunc-tionalrelationships,1sotheywerenotrepresentableintermsofedinequalities.

Cauchy’slimitconceptwasthefoundationofhistheory.Thus,Weierstrass’sfull

epsilonicanalysistheoryhasadifferentfoundationfromthatofCauchy.

Weierstrass’s1861lectures

Weierstrass’sconsistentuseofedarguments

Weierstrassdeliveredhislectures‘Onthedifferentialcalculus’attheGewerbe

Insti-tutBerlin2inthesummersemesterof1861.Notesoftheselecturesweretakenby

1Edwards(1979,310),L

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