法律的道路中英文版.docx
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法律的道路中英文版
法律的道路(中英文版)
ThePathoftheLaw
byOliverWendellHolmes,Jr.
10HarvardLawReview457(1897)
Whenwestudylawwearenotstudyingamysterybutawell-knownprofession.Wearestudyingwhatweshallwantinordertoappearbeforejudges,ortoadvisepeopleinsuchawayastokeepthemoutofcourt.Thereasonwhyitisaprofession,whypeoplewillpaylawyerstoargueforthemortoadvisethem,isthatinsocietieslikeoursthecommandofthepublicforceisintrustedtothejudgesincertaincases,andthewholepowerofthestatewillbeputforth,ifnecessary,tocarryouttheirjudgmentsanddecrees.Peoplewanttoknowunderwhatcircumstancesandhowfartheywillruntheriskofcomingagainstwhatissomuchstrongerthanthemselves,andhenceitbecomesabusinesstofindoutwhenthisdangeristobefeared.Theobjectofourstudy,then,isprediction,thepredictionoftheincidenceofthepublicforcethroughtheinstrumentalityofthecourts.
Themeansofthestudyareabodyofreports,oftreatises,andofstatutes,inthiscountryandinEngland,extendingbackforsixhundredyears,andnowincreasingannuallybyhundreds.Inthesesibyllineleavesaregatheredthescatteredpropheciesofthepastuponthecasesinwhichtheaxewillfall.Thesearewhatproperlyhavebeencalledtheoraclesofthelaw.Farthemostimportantandprettynearlythewholemeaningofeveryneweffortoflegalthoughtistomakethesepropheciesmoreprecise,andtogeneralizethemintoathoroughlyconnectedsystem.Theprocessisone,fromalawyer'sstatementofacase,eliminatingasitdoesallthedramaticelementswithwhichhisclient'sstoryhasclothedit,andretainingonlythefactsoflegalimport,uptothefinalanalysesandabstractuniversalsoftheoreticjurisprudence.Thereasonwhyalawyerdoesnotmentionthathisclientworeawhitehatwhenhemadeacontract,whileMrs.Quicklywouldbesuretodwelluponitalongwiththeparcelgiltgobletandthesea-coalfire,isthatheforeseesthatthepublicforcewillactinthesamewaywhateverhisclienthaduponhishead.Itistomaketheprophecieseasiertoberememberedandtobeunderstoodthattheteachingsofthedecisionsofthepastareputintogeneralpropositionsandgatheredintotextbooks,orthatstatutesarepassedinageneralform.Theprimaryrightsanddutieswithwhichjurisprudencebusiesitselfagainarenothingbutprophecies.Oneofthemanyevileffectsoftheconfusionbetweenlegalandmoralideas,aboutwhichIshallhavesomethingtosayinamoment,isthattheoryisapttogetthecartbeforethehorse,andconsidertherightorthedutyassomethingexistingapartfromandindependentoftheconsequencesofitsbreach,towhichcertainsanctionsareaddedafterward.But,asIshalltrytoshow,alegaldutysocalledisnothingbutapredictionthatifamandoesoromitscertainthingshewillbemadetosufferinthisorthatwaybyjudgmentofthecourt;andsoofalegalright.
Thenumberofourpredictionswhengeneralizedandreducedtoasystemisnotunmanageablylarge.Theypresentthemselvesasafinitebodyofdogmawhichmaybemasteredwithinareasonabletime.Itisagreatmistaketobefrightenedbytheever-increasingnumberofreports.Thereportsofagivenjurisdictioninthecourseofagenerationtakeupprettymuchthewholebodyofthelaw,andrestateitfromthepresentpointofview.Wecouldreconstructthecorpusfromthemifallthatwentbeforewereburned.Theuseoftheearlierreportsismainlyhistorical,auseaboutwhichIshallhavesomethingtosaybeforeIhavefinished.
Iwish,ifIcan,tolaydownsomefirstprinciplesforthestudyofthisbodyofdogmaorsystematizedpredictionwhichwecallthelaw,formenwhowanttouseitastheinstrumentoftheirbusinesstoenablethemtoprophesyintheirturn,and,asbearinguponthestudy,Iwishtopointoutanidealwhichasyetourlawhasnotattained.
Thefirstthingforabusinesslikeunderstandingofthematteristounderstanditslimits,andthereforeIthinkitdesirableatoncetopointoutanddispelaconfusionbetweenmoralityandlaw,whichsometimesrisestotheheightofconscioustheory,andmoreoftenandindeedconstantlyismakingtroubleindetailwithoutreachingthepointofconsciousness.Youcanseeveryplainlythatabadmanhasasmuchreasonasagoodoneforwishingtoavoidanencounterwiththepublicforce,andthereforeyoucanseethepracticalimportanceofthedistinctionbetweenmoralityandlaw.Amanwhocaresnothingforanethicalrulewhichisbelievedandpractisedbyhisneighborsislikelyneverthelesstocareagooddealtoavoidbeingmadetopaymoney,andwillwanttokeepoutofjailifhecan.
ItakeitforgrantedthatnohearerofminewillmisinterpretwhatIhavetosayasthelanguageofcynicism.Thelawisthewitnessandexternaldepositofourmorallife.Itshistoryisthehistoryofthemoraldevelopmentoftherace.Thepracticeofit,inspiteofpopularjests,tendstomakegoodcitizensandgoodmen.WhenIemphasizethedifferencebetweenlawandmoralsIdosowithreferencetoasingleend,thatoflearningandunderstandingthelaw.Forthatpurposeyoumustdefinitelymasteritsspecificmarks,anditisforthatthatIaskyouforthemomenttoimagineyourselvesindifferenttootherandgreaterthings.
Idonotsaythatthereisnotawiderpointofviewfromwhichthedistinctionbetweenlawandmoralsbecomesofsecondaryornoimportance,asallmathematicaldistinctionsvanishinpresenceoftheinfinite.ButIdosaythatthatdistinctionisofthefirstimportancefortheobjectwhichweareheretoconsider—arightstudyandmasteryofthelawasabusinesswithwellunderstoodlimits,abodyofdogmaenclosedwithindefinitelines.Ihavejustshownthepracticalreasonforsayingso.Ifyouwanttoknowthelawandnothingelse,youmustlookatitasabadman,whocaresonlyforthematerialconsequenceswhichsuchknowledgeenableshimtopredict,notasagoodone,whofindshisreasonsforconduct,whetherinsidethelaworoutsideofit,inthevaguersanctionsofconscience.Thetheoreticalimportanceofthedistinctionisnoless,ifyouwouldreasononyoursubjectaright.Thelawisfullofphraseologydrawnfrommorals,andbythemereforceoflanguagecontinuallyinvitesustopassfromonedomaintotheotherwithoutperceivingit,aswearesuretodounlesswehavetheboundaryconstantlybeforeourminds.Thelawtalksaboutrights,andduties,andmalice,andintent,andnegligence,andsoforth,andnothingiseasier,or,Imaysay,morecommoninlegalreasoning,thantotakethesewordsintheirmoralsense,atsomestateoftheargument,andsotodropintofallacy.Forinstance,whenwespeakoftherightsofmaninamoralsense,wemeantomarkthelimitsofinterferencewithindividualfreedomwhichwethinkareprescribedbyconscience,orbyourideal,howeverreached.Yetitiscertainthatmanylawshavebeenenforcedinthepast,anditislikelythatsomeareenforcednow,whicharecondemnedbythemostenlightenedopinionofthetime,orwhichatalleventspassthelimitofinterference,asmanyconscienceswoulddrawit.Manifestly,therefore,nothingbutconfusionofthoughtcanresultfromassumingthattherightsofmaninamoralsenseareequallyrightsinthesenseoftheConstitutionandthelaw.Nodoubtsimpleandextremecasescanbeputofimaginablelawswhichthestatute-makingpowerwouldnotdaretoenact,evenintheabsenceofwrittenconstitutionalprohibitions,becausethecommunitywouldriseinrebellionandfight;andthisgivessomeplausibilitytothepropositionthatthelaw,ifnotapartofmorality,islimitedbyit.Butthislimitofpowerisnotcoextensivewithanysystemofmorals.Forthemostpartitfallsfarwithinthelinesofanysuchsystem,andinsomecasesmayextendbeyondthem,forreasonsdrawnfromthehabitsofaparticularpeopleataparticulartime.IonceheardthelateProfessorAgassizsaythataGermanpopulationwouldriseifyouaddedtwocentstothepriceofaglassofbeer.Astatuteinsuchacasewouldbeemptywords,notbecauseitwaswrong,butbecauseitcouldnotbeenforced.Noonewilldenythatwrongstatutescanbeandareenforced,andwewouldnotallagreeastowhichwerethewrongones.
TheconfusionwithwhichIamdealingbesetsconfessedlylegalconceptions.Takethefundamentalquestion,Whatconstitutesthelaw?
YouwillfindsometextwriterstellingyouthatitissomethingdifferentfromwhatisdecidedbythecourtsofMassachusettsorEngland,thatitisasystemofreason,thatitisadeductionfromprinciplesofethicsoradmittedaxiomsorwhatnot,whichmayormaynotcoincidewiththedecisions.Butifwetaketheviewofourfriendthebadmanweshallfindthathedoesnotcaretwostrawsfortheaxiomsordeductions,butthathedoeswanttoknowwhattheMassachusettsorEnglishcourtsarelikelytodoinfact.Iammuchofthismind.Thepropheciesofwhatthecourtswilldoinfact,andnothingmorepretentious,arewhatImeanbythelaw.
Takeagainanotionwhichaspopularlyunderstoodisthewidestconceptionwhichthelawcontains—thenotionoflegalduty,towhichalreadyIhavereferred.Wefillthewordwithallthecontentwhichwedrawfrommorals.Butwhatdoesitmeantoabadman?
Mainly,andinthefirstplace,aprophecythatifhedoescertainthingshewillbesubjectedtodisagreeableconsequencesbywayofimprisonmentorcompulsorypaymentofmoney.Butfromhispointofview,whatisthedifferencebetweenbeingfinedandtaxedacertainsumfordoingacertainthing