NonQualifiedStockOptionAgreement非限制性股票期权条约doc.docx

NonQualifiedStockOptionAgreement非限制性股票期权条约doc.docx

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NonQualifiedStockOptionAgreement非限制性股票期权条约doc

Non-QualifiedStockOptionAgreement非限制性股票期权协议-

1.TheOption.AAAInc.,a_________corporation（theCompany）herebygrantstotheindividualnamed_________above（theEmployee）,asoftheaboveGrantDate,anoption,withoutlimitedstockappreciationrights（LSARs）（theOption）,topurchasetheaboveNumberofSharesofCommonStockoftheCompany,fortheaboveOptionPricePerShare,onthetermsandconditionssetforthinthisNon-QualifiedStockOptionAgreement（thisAgreement）,intheamendedandrestatedAAAInc._________（YEAR）EquityIncentivePlan（thePlan）,andintheAddendumonthereversesidehereof.2.ExerciseofOption.TheexerciseoftheOptionissubjecttothefollowingconditionsandrestrictions:

（a）TheOptionmaybeexercisedonlybytheEmployee（orbyappropriaterepresentativesintheeventoftheEmployee’sdeath）,inwholeorinpartfromtimetotimeasprovidedinParagraph2（b）below,duringtheperiodcommencingonthedatessetforthinParagraph2（b）belowandendingontheearlierof（i）theaboveExpirationDate,or（ii）theexpirationoftheapplicableperiodfollowingthedateoftheEmployee’sterminationofemploymentwiththeCompanyoroneofitssubsidiaries,asprovidedinParagraph4below.Innoevent,however,maytheOptionbeexercisedtoanyextentaftertheExpirationDate.（b）TheOptionshallbecomeexercisabletotheextentofonethirdoftheaboveNumberofSharesofCommonStockoneachofthefirst,second,andthirdanniversariesoftheGrantDate.OncetheOptionhasbecomeexercisable,itmaybeexercisedtotheextentsetforthintheprecedingsentenceatanytimethereafter,subjecttotheprovisionsofParagraph2（a）above.3.MannerofExercise.TheOptionshallbeexercisedbythedeliveryofwrittennoticeofexercise（theNotice）totheDirector,CompensationandBenefitsoftheCompanyatitsexecutiveoffice.TheNoticeshallbeonsuchformastheCompanymayprescribe,andshallspecifythenumberofsharesofCommonStockoftheCompanyastowhichtheOptionisbeingexercised（theShares）,andshallbeaccompaniedbypaymentofthepurchasepriceoftheShareseitherincash（certifiedorcashier’scheckpayabletotheCompany）orbythedeliveryofCommonStockoftheCompany,orboth.IfrequestedbytheCompany,theNoticeshallcontainorbeaccompaniedbyarepresentationthattheSharesarebeingacquiredforinvestmentandnotwithaviewtodistributionorresale.TheNoticeshallalsobeaccompaniedbysuchotherinformationanddocumentsastheCompany,initsdiscretion,mayrequest.4.TerminationofEmployment.SubjecttotheprovisionsofParagraph2（a）above,theOptionmaybeexercisedasprovidedinthePlantothefollowingextentforthefollowingperiodaftertheEmployee’sTerminationofEmployment（asdefinedinthePlan）:

（a）ForthreeyearsfollowingdeathpriortoTerminationofEmploymenttotheextentexercisableonthedateofdeath,andfor180daysfollowingdeathafterTerminationofEmploymenttotheextentexercisableonthedateofTerminationofEmployment;（b）ForthreeyearsafterlayofforretirementtotheextentexercisableonthedateofTerminationofEmployment;（c）ForthreeyearsafterDisability（asdefinedinthePlan）totheextentexercisableonthedateofTerminationofEmployment;or（d）For90daysafterTerminationofEmploymentforanyotherreason,otherthanforcause,totheextentexercisableonthedateofTerminationofEmployment.TheOptionmaynotbeexercisedfollowingTerminationofEmploymentforcause.5.IncomeTaxes.TheEmployeeisliableforanyfederal,stateandlocalincometaxesapplicableuponthegrantorexerciseoftheOptionorthedispositionoftheShares.UpondemandbytheCompany,theEmployeeshallpromptlypaytotheCompanyincash,and/ortheCompanymaywithholdfromtheEmployee’scompensationorfromtheSharesanamountnecessarytopay,anyincomewithholdingtaxesrequiredbytheCompanytobecollectedinconnectionwiththeexerciseoftheOptionorthedispositionoftheShares.Forfederalincometaxpurposes,theOptionshallnotbeeligiblefortreatmentasaqualifiedorincentivestockoption.6.Acknowledgment.TheOptionmaynotbeexercisedinwholeorinpartuntiltheEmployeedatesandsignstheformofAcknowledgmentbelowandreturnsacopyofthisAgreementtotheCompany.BysigningtheAcknowledgment,theEmployeeagreestothetermsandconditionsreferredtoinParagraph1aboveandacknowledgesreceiptofacopyoftheProspectusrelatedtothePlan.

Non-QualifiedStockOptionAgreement优先认股权协议-

Unlessotherwisedefinedherein,thetermsdefinedintheAAA,Inc.2000EquityParticipationPlan（thePlan）shallhavethesamedefinedmeaningsinthisAmendedandRestatedStockOptionAgreement.ThisAmendedandRestatedStockOptionAgreementamendsandrestatesinitsentiretytheStockOptionAgreementdated_________,_________,_________（M,D,Y）previouslyenteredintobythepartiesthatcontainedcertainclericalerrors.I.NOTICEOFSTOCKADDITIONALOPTIONGRANT_________You（Optionee）havebeengrantedanadditionaloptiontopurchaseCommonStockoftheCompany,subjecttothetermsandconditionsofthePlanandthisStockOptionAgreement.Thetermsofyourgrantaresetforthbelow:

DateofGrant:

_________,_________,_________（M,D,Y）VestingCommencementDate:

_________,_________,_________（M,D,Y）ExercisePriceperShare:

$,_________pershareTotalNumberofSharesGranted:

_________TotalExercisePrice:

$,_________TypeofOption:

Non-QualifiedStockOptionTerm/ExpirationDate:

_________,_________,_________（M,D,Y）（SeventhanniversaryofDateofGrant）ExerciseandVestingSchedule:

ThisOptionshallvestandbecomeexercisableaccordingtothefollowingschedule:

Subjecttothefollowingparagraphs,thisOptionshallvestandbecomeexercisablewithrespecttothirty-threeandone-thirdpercent（_________%）ofthesharesoftheCompany’sCommonStocksubjecttotheOption（theShares）ontheone-yearanniversaryoftheOption’sVestingCommencementDate,andthereafter,withrespecttothirty-threeandone-thirdpercent（_________%）oftheSharesoneachsuccessivetwelve-monthanniversaryfollowingtheone-yearanniversaryoftheOption’sVestingCommencementDate（each,aVestingDate）,commencingwiththefirstsuchanniversary,suchthatthisOptionshallbevestedandexercisablewithrespecttoonehundredpercent（_________%）oftheSharesonthethirdanniversaryoftheOption’sVestingCommencementDate;provided,however,thatOptioneehasremainedinContinuousStatusasanEmployeeorConsultantasofeachVestingDate.Notwithstandingtheforegoing,thisOptionshallvestandbecomeexercisablewithrespecttoonehundredpercent（_________%）oftheSharessubjecttotheOptionimmediatelypriortotheearlierof（i）Optionee’sterminationofemploymentwiththeCompanyforGoodReasonorbytheCompanyforanyreasonotherthanCause,deathorDisability（eachsuchtermasdefinedinthatcertainEmploymentAgreementbetweentheCompanyandOptionee,datedasof_________,_________,_________（M,D,Y）,asmaybeamendedfromtimetotime）,（ii）inadditiontotheconditionsuponwhichtheOptionmayautomaticallyaccelerateandbecomeexercisableinaccordancewiththePlan,upontheconsummationofthefollowing:

（a）anysale,merger,consolidation,tenderofferorsimilaracquisitionofshares,orothertransactionorseriesofrelatedtransactions（eachaTransaction）asaresultofwhichatleastamajorityofthevotingpoweroftheCompanyisnotheld,directlyorindirectly,bythepersonsorentitieswhoheldtheCompany’ssecuritieswithvotingpowerbeforesuchTransaction;（b）asaleorotherdispositionofallorsubstantiallyalloftheCompany’sassets,whetherinonetransactionoraseriesofrelatedtransactions;or（c）individualswhoonthedatehereofconstitutetheBoardofDirectorsandanynewDirector（otherthanaDirectordesignatedbyapersonorentitywhohasenteredintoanagreementtoeffectatransactiondescribedinclause（a）or（b）above）whosenominationand/orelectiontotheBoardofDirectorswasapprovedbyavoteofatleastamajorityoftheDirectorsthenstillinofficewhoeitherwereDirectorsonthedatehereoforwhoseelectionornominationforelectionwaspreviouslysoapproved,ceaseforanyreasontoconstituteamajorityoftheBoardofDirectors.TerminationPeriod:

ThisOptionmaybeexercised,totheextentvested,forthree（3）monthsafterOptioneeceasestobeaServiceProvider,orfortwelve（12）monthsfollowingthedeathordisabilityofOptioneeasprovidedinthePlan,butinnoeventlaterthantheTerm/ExpirationDateasprovidedabove.II.AGREEMENT1.GrantofOption.TheCompanyherebygrantstotheOptioneeanOptiontopurchasethenumberofSharessetforthintheNoticeofStockOptionGrant（theNoticeofGrant）,attheexercisepricepersharesetforthintheNoticeofGrant（theExercisePrice）.NotwithstandinganythingtothecontraryanywhereelseinthisStockOptionAgreement,thisgrantofanOptionissubjecttotheterms,definitionsandprovisionsofthePlanadoptedbytheCompany,whichisincorporatedhereinbyreference.ThisOptionisnotintendedto,anddoesnot,qualifyasanIncentiveStockOptionasdefinedinSection422oftheCode.2.ExerciseofOption.ThisOptionisexercisableasfollows:

（a）RighttoExercise.（i）ThisOptionshallbeexercisablecumulativelyaccordingtothevestingschedulesetoutintheNoticeofGrant.ForpurposesofthisStockOptionAgreement,SharessubjecttothisOptionshallvestbasedonOptionee’sContinuousStatusasanEmployeeorConsultant.（ii）This