Collaborative policymaking.docx
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Collaborativepolicymaking
Collaborativepolicymaking
LocalSustainableProjects
JonVernona,StephenEssexa,DavidPinderaandKajaCurrya
NorthDevonandExmoorRegenerationCompany,UK
UniversityofPlymouth,UK
UniversityofPlymouth,UK
CaradonDistrictCouncil,UK
Submitted22September2002.Resubmitted8December2003.Accepted21June2004.Finalversion29June2004.Refereedanonymously.CoordinatingEditor:
PeterE.Murphy. Availableonline6April2005.
Abstract
Theemergenceoflocalcollaborativeprojectspresentsarichveinforadvancingtheempiricalandtheoreticalunderstandingofgovernanceintourism.Inparticular,newproblemsandchallengestotourismpolicymakingareraised,suchasachievingeffectiveorganization,representation,andevaluationofoutcomes.ThispaperevaluatesacollaborationadoptedbyaBritishdistrictcouncilintheformulationofalocalstrategyforpromotingtheadoptionofsustainablepracticesbytourismbusinesses.Thekeyfindingsofthestudyemphasizetheroleofthepublicsectorinpromoting“bottom-up”formsofgovernance,thetemporaldynamicsoftheprocess,andtherealityofinnovationinpolicymaking.
Résumé
Laprisededécisionsencollaboration:
projetslocauxdurables.L’émergencedesprojetslocauxencollaborationoffrebeaucoupdepotentielpourl’avancementd’unecompréhensionempiriqueetthéoriquedelagouvernancedansledomainedutourisme.Enparticulier,onsoulèvedenouveauxproblèmesetdéfisassociésàlaprisededécisionsdansletourisme,telsquel’efficacitédansl’organisation,lareprésentationetl’évaluationdesrésultats.Cetarticleévalueunecollaborationadoptéeparunconseilgénéralbritanniquepourformulerunestratégiclocalepourpromouvoirl’adoptiondepratiquesdurablesparlesentreprisesdetourisme.Lesrésultatsprincipauxdel’étudemettentenvaleurlerôledusecteurpublicdanslapromotiondesformesdegouvernementdebasenhaut,ladynamiquetemporelleduprocessusetlaréalitédel’innovationdanslaprisededécisions.
Résumé
Laprisededécisionsencollaboration:
projetslocauxdurables.L’émergencedesprojetslocauxencollaborationoffrebeaucoupdepotentielpourl’avancementd’unecompréhensionempiriqueetthéoriquedelagouvernancedansledomainedutourisme.Enparticulier,onsoulèvedenouveauxproblèmesetdéfisassociésàlaprisededécisionsdansletourisme,telsquel’efficacitédansl’organisation,lareprésentationetl’évaluationdesrésultats.Cetarticleévalueunecollaborationadoptéeparunconseilgénéralbritanniquepourformulerunestratégiclocalepourpromouvoirl’adoptiondepratiquesdurablesparlesentreprisesdetourisme.Lesrésultatsprincipauxdel’étudemettentenvaleurlerôledusecteurpublicdanslapromotiondesformesdegouvernementdebasenhaut,ladynamiquetemporelleduprocessusetlaréalitédel’innovationdanslaprisededécisions.
Keywords:
sustainability;collaboration;localgovernance;policy
Mots-clés:
durabilité;collaboration;gouvernementlocal;politique
ArticleOutline
Introduction
Collaborativepartnerships
TheoreticalPerspectives
Identificationofthe“ProblemDomain”
ScopeoftheCollaboration
IntensityofCollaboration
AchievingConsensus
Implementation
Conclusion
Acknowledgements
References
Vitae
Introduction
Astrikingfeatureofcontemporarytourismisthewealthofcollaborativeinitiativesbetweenlocalauthorities,governmentagencies,businesses,andhostcommunities(CharltonandEssex1996).Thesedevelopmentsareboundupwithamoregeneralshiftfromgovernment,whichimposespoliciesontargetpopulationsina“top-down”manner,tomoreinclusiveformsofgovernance,basedon“bottom-up”involvementwitharangeofdifferentstakeholders.Intourism,collaborationhasarisenfromtheneedtoachievebroad-basedsupportforpolicieswithinanindustrythatisdiverseandfragmented.Intheory,public–privatecollaborationsshouldprovideademocratizingandmoreinclusiveandequitablesetofprocessesthanconventionalapproachesofplanning,management,andgovernment(BramwellandLane1999:
2).Inreality,suchprojectspresentmanynewproblemsandchallenges,suchaseffectiveorganization,representation,andevaluationoftheefficacyofoutcomes(BramwellandSharman,1999andBramwellandSharman,2003).Whetherthecollaborativeprocessimprovestheeffectivenessandcoordinationofpoliciesisaquestionthatneedstoberesolvedthroughempiricalresearch(Goodwin1998).
TheaimofthispaperistoevaluatecriticallytheefficacyofcollaborativeapproachestopolicymakingusingtheexampleofCaradonDistrictCouncil(Cornwall,UK)intheformulationofalocalstrategyforpromotingtheadoptionofsustainablepracticesbytourismbusinesses.ItisarguedthataforensicanalysisofthiscasestudyraisesbroaderlessonsaboutthepotentialforcollaborativeinitiativesintheUKandelsewhere.Theprojectinvolvedthedistrictcouncil,theUniversityofPlymouth,SouthWestTourism,andtheEuropeanRegionalDevelopmentFundthroughCaradonAreaLEADERII(LiaisonEntreActionsdeDeveloppementdel’ÉconomicRurale—LinksbetweenActionsforthedevelopmentoftheRuralEconomy),whofundedathree-yearresearchprogramintobarriersaffectingtheadoptionofsustainabletourism(1999–2001).TheventurewasfurthersupportedbyaSmallGrantsandInnovationScheme,designedtoencouragepracticalimplementationoftheconcept,andsotodevelopcasestudiesof“bestpractice”.ThefindingsoftheresearchandtheoutcomesofthegrantschemeswereusedtoinformaSustainableTourismBusinessStrategy,2001–2006.Thispartnership,therefore,providedanopportunitytoexplorethenatureandoperationofcollaborativeprojects,theroleofacademicresearchinpolicymaking,theorganizationofmulti-agencyapproaches,andtheircontributiontopolicyinnovation.
Collaborativepartnerships
Theimplementationofsustainabledevelopmentinitiativeswithinthetourismindustryoverthelastdecadehasbeendominatedbypartnershipsandjointprojects.Thisprovidesarichveinforadvancingthestudyofempiricalandtheoreticalunderstandingofcollaborativeformsofgovernance.Sustainabletourismmeansaddressingtheproblemsofenvironmentaldegradationcausedbythevolumeoftourists,theresourceimplicationsresultingfromtheoperationoftourism-relatedbusinesses,suchastransportationpressuresandpollution,energyandwaterconsumption,wastegeneration,purchasingstrategies,andthepossiblenegativeimpactsonhostcommunities.Successfulimplementationofsustainabletourismrequirescooperationbyawiderangeofdifferentstakeholders(thepublicsector,accommodationbusinesses,transportoperators,attractions,restaurants,foodsuppliers,utilitycompanies,hostcommunities,andtourists).IntheUnitedKingdom,asinothercountries,thedominanceofsmall-andmedium-sizedenterpriseswithintheindustry,withlimitedknowledgeacquisitioncapabilitiesandmodestfinancialresources,meansthatcross-sectoralcooperationandnetworkingisessential(HalmeandFadeeva2001:
144).Indeed,thediverseandfragmentednatureofthetourismindustryhasoftenactedasabarriertothecommoninterpretation,widespreadacceptanceandadoptionofsustainablepractices(BerryandLadkin,1997,BramwellandAlletorp,2001,Carlsenetal,2001,HobsonandEssex,2001,Knowlesetal,1999,StablerandGoodall,1997andWelfordetal,1999).Definitionsofsustainabletourismarediverse,rangingfrominterpretationsthatacceptahighlevelofhumanresponsibilityfortheenvironment,tothosethatprimarilyutilizetheconceptasamarketingtool(Orams1995).Therefore,sustainabletourismhastobeholisticinitsoutlookinordertocreateacommonvisionandproducestrategiesthatrecognizethecontributionsofallstakeholders(BramwellandLane,2000andHalme,2001).
TheoreticalPerspectives
Theemergenceofcollaborativepolicymakingacrosstheglobeispartofabroadershiftintheroleofthestatefrom“provider”to“enabler”.Thepublicsector’straditional“top-down”,centralizedandmanagerialistapproach,intourism,assumedresponsibilityforinfrastructureprovision,planningcontrol,marketingandpromotion,andproactivedevelopmentfortheperceivedpublicgood.Ithasbeenreplacedpartiallybyamore“bottom-up”,decentralizedandinclusiveformofgovernanceinwhichlocalcommunitiesandbusinessesarebeingencouragedtotakemoreresponsibilityformanagement(Hall2000).Thereasonsforthisshiftincludetheneo-liberalcritiquesofstateactivity,publicexpenditurecutbacks,and,toacertainextent,publicdisenchantmentwithgovernmentpolicy(BramwellandLane,2000andLong,1994).IntheUnitedKingdom,themodernizationofgovernmentandtheintroductionof“bestvaluereviews”inthelate1990shavealsoforcedwiderre-evaluationsoflocalauthorityserviceprovision(Bennett,1999,Martin,2000andGeddesandMartin,2000).Anewapproachhasemergedwhichemphasizesefficiency,investmentreturns,theroleofthemarket,andincreasedparticipationby“stakeholders”.Thisnewagendahasresultedinarestructuringoftherolesoftourismorganizations,includingareductioninplanning,policy,anddevelopmentresponsibilities,anincreaseinmarketingandpromotionfunctions,andtheoperationofpartnershipswithstakeholders(Hall2000).Thecentralityofcollaborationandpartnershipsinruralandtourismdevelopmenthasalsobeenexpressedinrecentpolicystatementsattheinternationalandnationallevel(forexample,DepartmentoftheEnvironmentandTransportandtheRegions,1999,EnglishTourismCouncil,2001andRuralEurope,1996).
Collaborationinvolve